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401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-17 |
Branch Locations
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Company | Indianapolis | IN | 05/2016 | 02/2023 |
| Sapient Capital Llc | Indianapolis | IN | 02/2023 | Present |
1. Special Olympics Indiana; 6200 Technology Center Dr Ste 105, Indianapolis, IN 46278; Non-profit for special Olympics athletes; Member of Young Professionals Board; Assist in coordinating fundraising events and volunteer work; 02/03/2020; 8 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 2. Second Helpings; 1121 Southeastern Ave. Indianapolis, IN 46202; A community kitchen that prepares and delivers more than 1 million meals to the Central Indiana Community each year; Finance Committee Member; Advise on financial matters for the organization; 06/09/2022; 4 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-17 |
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