Vijay Aluwalia

Employer firm

Bergamot Asset Management LP CRD 309424

$106M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2016
  Edward Jones
  St Louis, MO
• 10/2021 → Present
  Bergamot Asset Management Lp
  Princeton, NJ
• 09/2016 → 05/2018
  Edward Jones
  Plainsboro, NJ
• 05/2018 → 10/2021
  Edward Jones
  Princeton Junction, NJ
• 08/2025 → Present
  Verity Life Insurance
  Princeton, NJ
• 08/2025 → Present
  The Leaders Group Inc
  Summit, NJ

Previous Registrations

• 2016-09-27 → 2021-10-19
  Edward Jones
  Plainsboro, NJ
  Plainsboro, NJ
  St Louis, MO
  Princeton Junction, NJ

Other Businesses

1.) BERGAMOT ASSET MGMT - 10/18/21 - 300 Carnegie Center, Suite 140, Princeton, NJ 08540 - Advisor, Financial Advisor, Invt Rel, IAR business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) VERITY LIFE INS SERVICES - 8/28/2015 - 300 Carnegie Center, Suite 140, Princeton, NJ 08540 - Insurance producer, Selling insurance, Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-08-11
• S66 Uniform Combined State Law Examination
  2016-07-26

Designations

• Certified Financial Planner