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Carrie Ann Brewer

Charles Schwab & Co., Inc.

Sacramento, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-04
  • CA RA
    APPROVED
    Since 2022-02-04

Branch Locations

525 Fulton Avenue, Sacramento, CA 95825-4812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 05/2016 11/2016
Wells Fargo Bank, Na Sacramento CA 07/2015 11/2021
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 03/2020
Wells Fargo Clearing Services, Llc Sacramento CA 07/2020 11/2021
Charles Schwab & Co., Inc. Sacramento CA 11/2021 Present
Charles Schwab Bank, Ssb Sacramento CA 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-05
S63 Uniform Securities Agent State Law Examination 2016-07-13
  • S66 Uniform Combined State Law Examination
    2021-03-05
  • S63 Uniform Securities Agent State Law Examination
    2016-07-13
Other Names
  • Carrie Ann Konitzer
  • Carrie Brewer
  • Carrie Ann Brewer
  • Carrie Konitzer

View on SEC IAPD

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