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Pooja Ravikiran

Fisher Investments

San Mateo, CA

Plano, TX

CRD 6652200

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-17
TX RA APPROVED 2023-10-17
  • CA RA
    APPROVED
    Since 2023-10-17
  • TX RA
    APPROVED
    Since 2023-10-17

Branch Locations

1450 Fashion Island Blvd, San Mateo, CA 94404 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 11/2019 Present
Sethi Couture Los Altos CA 06/2017 11/2019
Sage Talent Palo Alto CA 05/2016 06/2017
  • 11/2019 → Present
    Fisher Investments
    San Mateo, CA
  • 06/2017 → 11/2019
    Sethi Couture
    Los Altos, CA
  • 05/2016 → 06/2017
    Sage Talent
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-17
  • S65 Uniform Investment Adviser Law Examination
    2023-10-17

View on SEC IAPD

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Nearby Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA

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