Brett Gabriel Baker

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth
  Jersey City, NJ

Previous Registrations

• 2021-04-01 → 2024-08-23
  Triad Advisors Llc
  Atlanta, GA
• 2010-08-11 → 2023-09-01
  Osaic Services, Inc.
  Phoenix, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Central Point, OR

Other Businesses

1. BRETT BAKER INSURANCE, INVESTMENT RELATED, 1877 E. SMOKE TREE RD., GILBERT, AZ 85296, AGENT 3/1/10, 0 HR/MONTH, 0 HRS TRADING, TRANSFERRED FAMILIES INSURANCE BUSINESS TO MYSELF. 2. BRETT BAKER POSITION: Agent NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2010 ADDRESS: 1877 E. Smoke Tree Rd, Gilbert AZ 85296, United States DESCRIPTION: TRANSFERRED FAMILIES INSURANCE BUSINESS TO MYSELF

Exams

• S66 Uniform Combined State Law Examination
  2009-08-20
• S63 Uniform Securities Agent State Law Examination
  2005-01-19