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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-16 |
| TX | RA | APPROVED | 2021-11-23 |
| WA | RA | APPROVED | 2021-08-10 |
Branch Locations
601 Union Street Suite 2900, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 05/2016 | 06/2018 |
| Tiaa | Denver | CO | 05/2016 | 06/2018 |
| Morgan Stanley | Seattle | WA | 05/2021 | Present |
| Tiaa, Fsb | Seattle | WA | 06/2018 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-07 |
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