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Patricia Caccavo

Summit Financial, LLC

Parsippany, NJ

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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-05-31
  • NJ RA
    APPROVED
    Since 2019-05-31

Branch Locations

4 Campus Drive, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Equities, Inc. Parsippany NJ 04/2011 10/2018
Summit Risk Management, Inc. Parsippany NJ 04/2011 10/2018
Summit Financial, Llc Parsippany NJ 11/2018 Present
  • 04/2011 → 10/2018
    Summit Equities, Inc.
    Parsippany, NJ
  • 04/2011 → 10/2018
    Summit Risk Management, Inc.
    Parsippany, NJ
  • 11/2018 → Present
    Summit Financial, Llc
    Parsippany, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-30
  • S65 Uniform Investment Adviser Law Examination
    2019-05-30
Other Names
  • Tricia Caccavo
  • Patricia Wilkinson
  • Patricia Caccavo
  • Patricia Caccavo Wilkinson

View on SEC IAPD

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Other Offices

HENNION & WALSH ASSET MANAGEMENT, INC. · PARSIPPANY, NJ
M.K. BYRNE & CO. LLC · PARSIPPANY, NJ
CORE PLANNING · Parsippany, NJ
LPL FINANCIAL LLC · PARSIPPANY, NJ
FGH INVESTMENT ADVISORS, LLC · PARSIPPANY, NJ
CETERA INVESTMENT ADVISERS LLC · PARSIPPANY, NJ
PFS INVESTMENTS INC. · PARSIPPANY, NJ
RONALD GELOK & ASSOCIATES, LLC · Parsippany, NJ

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