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Nicholas Kipling Litton

Equitable Advisors, LLC

Troy, MI

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-14
MI RA APPROVED 2018-07-16
  • TX RA
    APPROVED_RES
    Since 2024-10-14
  • MI RA
    APPROVED
    Since 2018-07-16

Branch Locations

201 W Big Beaver Road Suite 300, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Crew East Lansing MI 05/2016 01/2018
Gale A Cengage Company Farmington Hills MI 05/2017 08/2017
Michigan State University East Lansing MI 05/2014 05/2018
Axa Advisors, Llc New York NY 05/2018 06/2020
Equitable Advisors, Llc New York NY 05/2018 Present
  • 05/2016 → 01/2018
    J. Crew
    East Lansing, MI
  • 05/2017 → 08/2017
    Gale A Cengage Company
    Farmington Hills, MI
  • 05/2014 → 05/2018
    Michigan State University
    East Lansing, MI
  • 05/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-13
S63 Uniform Securities Agent State Law Examination 2018-06-01
  • S65 Uniform Investment Adviser Law Examination
    2018-07-13
  • S63 Uniform Securities Agent State Law Examination
    2018-06-01
Other Names
  • Nicholas K Litton

View on SEC IAPD

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Other Investors

MATTHEW PAUL COOK
AMY LYNN ROBERTS
MICHAEL A JUSTIN
BRUCE CRAIG GREENING
STEVEN THOMAS MARLETTE
MICHAEL DAVID VICHUNAS
Quinn J Wright
DAVID JAMES SMOLAREK

Other Offices

COOK & ASSOCIATES · TROY, MI
LPL FINANCIAL LLC · TROY, MI
LPL FINANCIAL LLC · TROY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, MI
SPC · Troy, MI
CETERA INVESTMENT ADVISERS LLC · TROY, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Troy, MI
STRAIGHTLINE · TROY, MI

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