Kristi Nicole Kennedy

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 04/2017
  Thrivent Investment Management Inc
  Eau Claire, WI
• 08/2016 → 12/2016
  Thrivent Financial
  Appleton, WI
• 12/2016 → 04/2017
  Thrivent Financial
  Appleton, WI
• 05/2017 → 07/2019
  Royal Credit Union
  Eau Claire, WI
• 05/2017 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → 08/2019
  Lpl Financial Llc
  Eau Claire, WI
• 07/2019 → 08/2019
  Financial Resource Group Investment Services
  Fort Mill, SC
• 08/2019 → Present
  Robert W. Baird & Co. Incorporated
  Eau Claire, WI

Previous Registrations

• 2018-02-14 → 2019-08-08
  Lpl Financial Llc
  Eau Claire, WI
  Rice Lake, WI
  Eau Claire, WI
  Eau Claire, WI
  Eau Claire, WI
  Rice Lake, WI
• 2017-05-18 → 2018-02-14
  Invest Financial Corporation
  Eau Claire, WI
• 2016-09-21 → 2017-05-08
  Thrivent Investment Management Inc.
  Madison, WI
  Eau Claire, WI

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - Tax Prep/Accounting/CPA - CERTIFIED PUBLIC ACCOUNTANT - Start Date 09/01/2008 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-09-20

Other Names

• Otterholt Nicole Krisi