Roger Wayne Carlson

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Nylife Securities Llc
  Hiawatha, IA
• 08/2016 → Present
  New York Life Insurance Company
  Hiawatha, IA
• 09/2021 → Present
  Eagle Strategies Llc
  Cedar Rapids,, IA
• 05/2022 → Present
  Your Vision Financial Group
  Cedar Rapids, IA

Other Businesses

[OPERATING UNDER THE DBA NAME OF YOUR VISION FINANCIAL GROUP FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; CEDAR RAPIDS, IA; START DATE: 05/2022]

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-13
• S63 Uniform Securities Agent State Law Examination
  2016-09-30

Other Names

• Roger W Carlson