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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-16
TX RA APPROVED 2025-10-16
  • NY RA
    APPROVED
    Since 2025-10-16
  • TX RA
    APPROVED
    Since 2025-10-16

Branch Locations

130 South Main Street, Canandaigua, NY 14424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Canandaigua NY 10/2025 Present
Jpmorgan Chase Bank, N.A. Canandaigua NY 10/2025 Present
Brilliant Jewelers Webster NY 07/1989 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsford NY 07/2022 10/2025
Bank Of America Pittsford NY 07/2022 10/2025
Getordained.oRg Rochester NY 10/2020 10/2025
Isagenix Rochester NY 11/2019 10/2025
Citizens Bank/Citizens Securities, Inc. Webster NY 11/2019 06/2022
Axa Advisors Rochester NY 07/2016 11/2019
Equitable Finl Life/Equitable Advisors Rochester NY 07/2016 11/2019
  • 10/2025 → Present
    Canandaigua, NY
  • 10/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Canandaigua, NY
  • 07/1989 → Present
    Brilliant Jewelers
    Webster, NY
  • 07/2022 → 10/2025
    Pittsford, NY
  • 07/2022 → 10/2025
    Bank Of America
    Pittsford, NY
  • 10/2020 → 10/2025
    Getordained.oRg
    Rochester, NY
  • 11/2019 → 10/2025
    Isagenix
    Rochester, NY
  • 11/2019 → 06/2022
    Citizens Bank/Citizens Securities, Inc.
    Webster, NY
  • 07/2016 → 11/2019
    Axa Advisors
    Rochester, NY
  • 07/2016 → 11/2019
    Equitable Finl Life/Equitable Advisors
    Rochester, NY
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:Rental Property 1 IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Webster,NY,14580,USA NATURE OF OTHER BUSINESS:Rental Property YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2022-11-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:0 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Do not have duties just set up son IS THIS A RESIDENTIAL ADDRESS?:Yes Entity Name: Brilliant Jewelers Investment related: No Address: Webster, NY www.brilliantjewelers.com Nature of the other business: Arts & Crafts Position/Title/Relationship: Owner/Partner Start Date: 07/01/1989 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: jewelry creation/hobby "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-10
S63 Uniform Securities Agent State Law Examination 2016-07-19
  • S65 Uniform Investment Adviser Law Examination
    2016-08-10
  • S63 Uniform Securities Agent State Law Examination
    2016-07-19
Other Names
  • William Fiorica
  • Bill Fiorica
  • William A Fiorica
  • William Anthony Fiorica

View on SEC IAPD

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