Michael D Roussy

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 12/2023
  Charles Schwab & Co., Inc.
  Seattle, WA
• 04/2019 → 08/2021
  Charles Schwab Bank, Ssb
  Seattle, WA
• 09/2025 → Present
  Thrivent Investment Management Inc
  Minneapolis, MN
• 12/2023 → 01/2024
  Apex Systems, Llc
  Bellingham, WA
• 01/2024 → 08/2025
  Onevest
  Bellingham, WA

Previous Registrations

• 2018-12-24 → 2024-01-02
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Bellingham, WA
  Seattle, WA
  Bellingham, WA
  Lone Tree, CO
  Bellingham, WA

Other Businesses

INDEPENDENT NON-PROFIT SALESFORCE CONSULTANT POSITION: Consultant NATURE: Independent (1099) Non-Profit Salesforce Consultant. Focused on data cleanup, data import, integrations with grant management tools or forms. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 1618 Sunup Loop, Bellingham WA 98226, United States DESCRIPTION: Data import, data verification and cleanup. Maintenance of functions and tools. Review of Grant management tools. Report generation. SUNSET VILLAGE HOA POSITION: Board Member NATURE: Homeowners Association for my townhouse complex/strata. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2026 ADDRESS: 1618 Sunup Loop, Bellingham WA 98226, United States DESCRIPTION: Approving budget, meeting with contractors (landscape, repairs, etc) and with insurance provider for the complex.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-22
• S63 Uniform Securities Agent State Law Examination
  2016-09-30

Other Names

• Michael David Roussy