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Yanely Garcia

Robert W. Baird & Co. Incorporated

Fort Worth, TX

Fort Worth, TX

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-02
  • TX RA
    APPROVED
    Since 2019-04-02

Branch Locations

550 Bailey Avenue Suite 700, Fort Worth, TX 76107 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 05/2016 07/2018
Robert W Baird & Co., Incorporated Fort Worth TX 08/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-01
S63 Uniform Securities Agent State Law Examination 2016-06-27
  • S66 Uniform Combined State Law Examination
    2019-04-01
  • S63 Uniform Securities Agent State Law Examination
    2016-06-27

View on SEC IAPD

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