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141 Fillmore St W, Preston, MN 55965 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2022-05-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winona State University | Winona | MN | 08/2014 | 12/2018 |
| Northwestern Mutual Investor Services | Onalaska | WI | 04/2016 | 10/2018 |
| Legendary Tavern | Winona | MN | 12/2016 | 06/2017 |
| Mass Mutual Life Insurance Company | Minneapolis | MN | 04/2019 | 12/2021 |
| Mml Investors Services, Llc | Minneapolis | MN | 04/2019 | 12/2021 |
| Uber | Minneapolis | MN | 04/2019 | 10/2021 |
| Lyft | Minneapolis | MN | 04/2019 | 10/2021 |
| One Financial Network | Golden Valley | MN | 12/2018 | 03/2019 |
| Major Real Estate Holdings Llc | Saint Paul | MN | 09/2020 | Present |
| Sole Prop | Saint Paul | MN | 08/2020 | Present |
| Pivotal Wealth And Tax | Alma | WI | 03/2022 | Present |
(1)Name: Aikan Major Inv rel: Y Add: Residential address Nature: Life insurance sales Position: Agent Start date: 11/01/2019 No. HR/MO: 10 No. HR/MO during sec trading: 1 (2)Name: Major Real Estate Holdings LLC Inv Rel: Y Add: Residential Nature: Simple Rental Property/Managing the finances of the Real Estate Group I am Involved in Position: Director of Finance Start Date : 10/04/2019 NO. HR/MO: 10 NO. HR/MO during sec trading: 2 (3)Name: Project Restore MN 501c3 Inv rel: Y Add: 149 East Sidney Street Saint Paul MN 55107 Nature: Non-profit Organization Position: Treasurer Start date: 06/21/2021 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Oversee the budget of the non-profit and give feedback on the direction the non-profit is headed such as ides to assist the community and other items.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-29 |
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