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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-29 |
| MN | RA | APPROVED | 2017-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F & M Community Bank | Preston | MN | 12/2003 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2010 | Present |
| Cetera Investent Advisers Llc | Preston | MI | 07/2017 | Present |
"1.)BANK ROLE, F&M COMMUNITY BANK, OPENS NEW DEPOSIT ACCOUNTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-25 |
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