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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-29
MN RA APPROVED 2017-07-25
  • TX RA
    APPROVED_RES
    Since 2026-01-29
  • MN RA
    APPROVED
    Since 2017-07-25

Branch Locations

100 St.ANthony St N, Preston, MN 55965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F & M Community Bank Preston MN 12/2003 Present
Cetera Investment Services Llc St. Cloud MN 10/2010 Present
Cetera Investent Advisers Llc Preston MI 07/2017 Present
  • 12/2003 → Present
    F & M Community Bank
    Preston, MN
  • 10/2010 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 07/2017 → Present
    Cetera Investent Advisers Llc
    Preston, MI
Other Businesses

"1.)BANK ROLE, F&M COMMUNITY BANK, OPENS NEW DEPOSIT ACCOUNTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-17
S63 Uniform Securities Agent State Law Examination 2004-02-25
  • S65 Uniform Investment Adviser Law Examination
    2017-07-17
  • S63 Uniform Securities Agent State Law Examination
    2004-02-25

View on SEC IAPD

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