Kenneth Francis Galanis

Current Employers

Employment History

• 03/2015 → 12/2016
  Uber Technologies
  San Francisco, CA
• 06/2016 → 11/2016
  Waddell & Reed Inc
  Torrance, CA
• 01/2017 → 04/2017
  In One Instant/Umergency
  Los Angeles, CA
• 09/2016 → 07/2017
  Palisades Recreation Center
  Pacific Palisades, CA
• 04/2017 → 01/2018
  Axa Advisors, Llc
  New York, NY
• 07/2018 → 02/2019
  Steel Peak Wealth Management
  Woodland Hills, CA
• 01/2019 → 03/2019
  Cetera Financial Group
  El Segundo, CA
• 06/2018 → 09/2018
  Farmfly Inc
  Los Angeles, CA
• 03/2018 → 04/2018
  Signature Estate & Investment Advisors
  Century City, CA
• 05/2019 → 05/2021
  Royal Alliance
  Pasadena, CA
• 05/2021 → 12/2021
  Fsc Securities Corporation
  Orange, CA
• 02/2022 → 02/2024
  Triad Advisors
  Norcross, GA
• 01/2022 → 02/2024
  Wmbc
  Irvine, CA
• 03/2024 → Present
  Lpl Financial
  Lancaster, CA

Previous Registrations

• 2022-03-18 → 2024-02-26
  Wmbc
  Irvine, CA
• 2021-05-11 → 2022-01-03
  Fsc Securities Corporation
  Orange, CA
• 2019-05-03 → 2021-05-04
  Osaic Wealth, Inc.
  Pasadena, CA
• 2017-09-12 → 2018-01-02
  Equitable Advisors, Llc
  Los Angeles, CA

Other Businesses

1- 03/01/2024 / Pence Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) - Start Date 02/20/2024

Exams

• S66 Uniform Combined State Law Examination
  2017-09-06