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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-25 |
| TX | RA | APPROVED | 2025-04-22 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Miami | FL | 05/2017 | 05/2021 |
| Florida State University | Tallahassee | FL | 08/2016 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 05/2021 | 03/2024 |
| Jefferies Llc | Miami | FL | 03/2024 | 11/2024 |
| Latin Securities Inc | Miami | FL | 11/2024 | 04/2025 |
| Morgan Stanley | Tucson | AZ | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-05 |
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