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Paul D Horn

Benefit Financial Services Group

Phoenix, AZ

Irvine, CA

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Current Employers
Benefit Financial Services Group

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-11-08
CA RA APPROVED 2019-07-24
  • AZ RA
    APPROVED
    Since 2022-11-08
  • CA RA
    APPROVED
    Since 2019-07-24

Branch Locations

1643 E. Bethany Home Road, Phoenix, AZ 85016 • United States

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 08/2016 03/2019
Puplava Financial Services, Inc. San Diego CA 10/2016 03/2019
Puplava Securities, Inc. San Diego CA 12/2016 03/2019
Ark Financial Advisors, Llc Austin TX 04/2019 07/2019
Ark Financial Austin TX 04/2019 07/2019
Financial Sense Wealth Management San Diego CA 04/2015 03/2019
Benefit Financial Services Group Irvine CA 07/2019 Present
Benefit Financial Services Group Irvine CA 01/2024 Present
  • 08/2016 → 03/2019
    Lpl Financial, Llc
    San Diego, CA
  • 10/2016 → 03/2019
    Puplava Financial Services, Inc.
    San Diego, CA
  • 12/2016 → 03/2019
    Puplava Securities, Inc.
    San Diego, CA
  • 04/2019 → 07/2019
    Ark Financial Advisors, Llc
    Austin, TX
  • 04/2019 → 07/2019
    Ark Financial
    Austin, TX
  • 04/2015 → 03/2019
    Financial Sense Wealth Management
    San Diego, CA
  • 07/2019 → Present
    Benefit Financial Services Group
    Irvine, CA
  • 01/2024 → Present
    Benefit Financial Services Group
    Irvine, CA
Previous Registrations
  • 2019-04-24 → 2019-07-18
    Ark Financial Advisors, Llc
    Austin, TX
  • 2015-04-28 → 2019-03-28
    Financial Sense Advisors, Inc.
    San Diego, CA
  • 2013-12-23 → 2015-05-12
    J.P. Morgan Securities Llc
    Anaheim Hills, CA
    Anaheim, CA
    Encino, CA
    Anaheim, CA
  • 2010-08-06 → 2013-12-17
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2007-08-06 → 2008-01-15
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    Long Beach, CA
    Upland, CA
    Irvine, CA
  • 2005-04-11 → 2007-05-15
    Wells Fargo Investments, Llc
    Ontario, CA
    Ontario, CA
    Ontario, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-27
S66 Uniform Combined State Law Examination 2005-04-08
  • S65 Uniform Investment Adviser Law Examination
    2010-07-27
  • S66 Uniform Combined State Law Examination
    2005-04-08
Designations
Other Names
  • Paul Douglas Horn

View on SEC IAPD

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Kenneth ALEXANDER Riley
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HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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