Nicole Marie Gatto

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 04/2017
  Pnc Investments
  Pittsburgh, PA
• 05/2016 → 04/2017
  Pnc Bank
  Sterling Heights, MI
• 04/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Warren, MI
• 04/2017 → Present
  Bank Of America, N.A.
  Warren, MI

Previous Registrations

• 2017-01-25 → 2017-04-20
  Pnc Wealth Management Llc
  Sterling Heights, MI

Exams

• S66 Uniform Combined State Law Examination
  2016-12-05

Other Names

• Nicole Marie Jerry
• Niki Marie Jerry
• Niki Marie Gatto
• Nicole Gatto
• Nicole Marie Gatto