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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-07-15 |
| WI | RA | APPROVED | 2020-07-01 |
Branch Locations
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horicon Bank | Fond Du Lac | WI | 01/2016 | 03/2017 |
| Lpl Financial Llc | Fond Du Lac | WI | 09/2016 | 02/2017 |
| Sii Investments, Inc | Appleton | WI | 03/2017 | 04/2018 |
| Russell Investments | Seattle | WA | 08/2018 | Present |
| Unemployed | Unemployed | WI | 04/2018 | 07/2018 |
Management company for house rental Not investment related 401 W. Main St., Waukesha, WI 53186 Rental Property Owner of property May 13th, 2019 Zero hours Management company for my house rental. They will take care of all tenant responsibilities and maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-24 |
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