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Stacy Cortez

Morgan Stanley

West Hartford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-14
CT RA APPROVED 2025-02-07
  • TX RA
    APPROVED
    Since 2025-02-14
  • CT RA
    APPROVED
    Since 2025-02-07

Branch Locations

433 South Main Street, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Farmington CT 06/2016 11/2016
Wells Fargo Clearing Services, Llc Farmington CT 11/2016 01/2025
Morgan Stanley West Hartford CT 02/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
S63 Uniform Securities Agent State Law Examination 2008-05-17
  • S66 Uniform Combined State Law Examination
    2024-11-25
  • S63 Uniform Securities Agent State Law Examination
    2008-05-17
Other Names
  • Stacy Atiles

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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