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Matthew Denis Carney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-18
DC RA APPROVED 2017-07-07
  • TX RA
    APPROVED
    Since 2018-07-18
  • DC RA
    APPROVED
    Since 2017-07-07

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Kensington MD 05/2016 10/2016
Axa Advisors Columbia MD 10/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2017 Present
Bank Of America, N.A. Washington DC 08/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-28
  • S66 Uniform Combined State Law Examination
    2017-06-28
Other Names
  • Matt Denis Carney
  • Matthew Carney

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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