Victor F Concha

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Columbia	MD	06/2016	03/2017
Wells Fargo Clearing Services, Llc	Laurel	MD	04/2017	10/2018
Wells Fargo Bank Na	Laurel	MD	04/2017	10/2018
Tiaa	Columbia	MD	10/2018	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Columbia	MD	10/2018	11/2020
Cape Securities, Inc.	Mcdonough	GA	01/2021	03/2022
Cape Investment Advisory	Mcdonough	GA	01/2021	03/2022
Fidelity Investments	Rockville	MD	03/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

06/2016 → 03/2017

Morgan Stanley

Columbia, MD
04/2017 → 10/2018

Wells Fargo Clearing Services, Llc

Laurel, MD
04/2017 → 10/2018

Wells Fargo Bank Na

Laurel, MD
10/2018 → 11/2020

Tiaa

Columbia, MD
10/2018 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Columbia, MD
01/2021 → 03/2022

Cape Securities, Inc.

Mcdonough, GA
01/2021 → 03/2022

Cape Investment Advisory

Mcdonough, GA
03/2022 → Present

Fidelity Investments

Rockville, MD
03/2025 → Present

Fidelity Investments

Boston, MA

2022-05-03 → 2025-03-31

Fidelity Personal And Workplace Advisors

Rockville, MD
2021-01-07 → 2022-03-11

Cape Investment Advisory, Inc.

Hanover, MD

Mcdonough, GA

Fort Meade, MD
2018-10-22 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Columbia, MD
2017-04-20 → 2018-10-17

Wells Fargo Clearing Services, Llc

Laurel, MD

Columbia, MD
2016-10-03 → 2017-03-21

Morgan Stanley

Columbia, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-03

Other Firms