Jessica Ann Lindsey

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 08/2017
  Fidelity Brokerage Services, Llc
  Albuquerque, NM
• 08/2015 → 09/2016
  Strayer University
  Albuquerque, NM
• 09/2017 → 12/2019
  Citizens Bank
  Phoenix, AZ
• 01/2020 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 01/2020 → Present
  Charles Schwab Bank
  Phoenix, AZ

Previous Registrations

• 2018-06-28 → 2019-12-24
  Citizens Securities, Inc.
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

West Valley End Time Ministry, Inc|Investment Related:No|16594 W Adams St;Goodyear;AZ;85338;USA|Nonprofit Charitable Organizations|Officer|2026-03-16|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am requesting approval to serve as an officer of a non-profit religious LLC in an unpaid, volunteer capacity. As part of this role, I would be designated as a secondary/backup signer only on the organization's bank account. I will not be the primary or sole signer. My signer authority is intended solely for administrative continuity (e.g., absence or unavailability of the primary signer). I will not receive any compensation, stipend, benefits, or financial interest from the organization. The organization has no business relationship with Schwab, and I will not use Schwab time, systems, resources, or my Schwab title in connection with this role. I understand that any change to these facts (including signer authority, compensation, or scope of responsibilities) would require re-disclosure and re-approval.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-28
• S63 Uniform Securities Agent State Law Examination
  2016-07-26

Other Names

• Jessica A Lindsey