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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-05-20 |
| MD | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED | 2017-01-18 |
| IL | RA | APPROVED | 2016-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Mail Center | Vernon Hills | IL | 11/1999 | Present |
| Ameriprise Financial Services, Inc. | Lake Zurich | IL | 10/2009 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-07 |
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