Ron Anthony Bekins

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-03
FL	RA	APPROVED	2015-12-14

TX RA
APPROVED_RES

Since 2019-01-03
FL RA
APPROVED

Since 2015-12-14

Branch Locations

140 Royal Palm Way Suite 204, Palm Beach, FL 33480 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Palm Beach	FL	12/2015	Present

12/2015 → Present

Stifel Nicolaus & Co Inc

Palm Beach, FL

Previous Registrations

2014-02-12 → 2015-12-10

Wells Fargo Clearing Services, Llc

Palm Beach, FL
2012-10-04 → 2014-02-07

J.P. Morgan Securities Llc

Boca Raton, FL

Boca Raton, FL

Boca Raton, FL
2005-01-18 → 2008-05-06

Ameriprise Financial Services, Llc

Boca Raton, FL

Palm Beach Gardens, FL

Other Businesses

1. Notary Public; 140 Royal Palm Way, Suite 204 Palm Beach FL 33480; Provide notary service; 10/22/2014; 1 hr/year; During security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-21

S66 Uniform Combined State Law Examination

2012-09-21

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews