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Thomas P Howell

Morgan Stanley

Mequon, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-12
WI RA APPROVED 2021-08-23
  • TX RA
    APPROVED
    Since 2021-10-12
  • WI RA
    APPROVED
    Since 2021-08-23

Branch Locations

11501 North Port Washington, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mequon WI 06/2021 Present
Fis Brown Deer WI 02/2019 05/2021
Merrill Lynch Mequon WI 10/2016 08/2018
Dick's Sporting Goods Grafton WI 09/2015 12/2018
Marquette University Milwaukee WI 08/2013 12/2018
Morgan Stanley Private Bank, N.A New York NY 09/2021 Present
  • 06/2021 → Present
    Morgan Stanley
    Mequon, WI
  • 02/2019 → 05/2021
    Fis
    Brown Deer, WI
  • 10/2016 → 08/2018
    Merrill Lynch
    Mequon, WI
  • 09/2015 → 12/2018
    Dick's Sporting Goods
    Grafton, WI
  • 08/2013 → 12/2018
    Marquette University
    Milwaukee, WI
  • 09/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-23
  • S66 Uniform Combined State Law Examination
    2021-08-23
Other Names
  • Tom Howell
  • Thomas Paull Howell

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

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