Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-24
TX RA APPROVED 2022-06-24
  • CT RA
    APPROVED
    Since 2022-06-24
  • TX RA
    APPROVED
    Since 2022-06-24

Branch Locations

2 Corporate Dr Ste 743, Shelton, CT 06484 • United States

Southington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc New York NY 01/2017 05/2017
Lauren Feigelman New York NY 06/2017 07/2017
Vincent Colon New York City NY 06/2017 07/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2017 05/2017
Foresters Financial North Haven CT 06/2016 11/2016
Vincent Colon New York NY 07/2017 08/2017
Lauren Feigelman New York NY 07/2017 08/2017
Northwestern Mutual Investment Services Llc New York NY 07/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2017 06/2022
Bank Of America, N.A. New York NY 03/2018 06/2022
Ameriprise Financial Services Shelton CT 06/2022 06/2022
Ameriprise Financial Services, Llc Shelton CT 03/2020 03/2020
Ameriprise Financial Services, Llc. Shelton CT 06/2022 Present
  • 01/2017 → 05/2017
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 06/2017 → 07/2017
    Lauren Feigelman
    New York, NY
  • 06/2017 → 07/2017
    Vincent Colon
    New York City, NY
  • 01/2017 → 05/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2016 → 11/2016
    Foresters Financial
    North Haven, CT
  • 07/2017 → 08/2017
    Vincent Colon
    New York, NY
  • 07/2017 → 08/2017
    Lauren Feigelman
    New York, NY
  • 07/2017 → 08/2017
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 11/2017 → 06/2022
    New York, NY
  • 03/2018 → 06/2022
    Bank Of America, N.A.
    New York, NY
  • 06/2022 → 06/2022
    Ameriprise Financial Services
    Shelton, CT
  • 03/2020 → 03/2020
    Shelton, CT
  • 06/2022 → Present
    Shelton, CT
Previous Registrations
Other Businesses

Board of Directors; Fairfield Emerging Leaders Organization; Treasuer; 200 Mill Plain Road, , Fairfield, CT, 06824; Not Investment-Related; 07/22/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Stratton Mountain; Part-time employee (weekends/holidays) - non market hours.; This is a part time ski instructor role at stratton mountain for weekends/holidays.; 5 Village Lodge Road, , Stratton Mountain, VT, 05155; Not Investment-Related; 11/18/2023; 20 to 39 hours per month; 0 during trading hours / Array Services, LLC; Being paid through LLC for work done at Ameripirse; Manage advisory business; 36 Washington Street, Suite 140, Wellesley , MA, 02481; Investment-Related; 06/27/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-22
S63 Uniform Securities Agent State Law Examination 2016-08-23
  • S66 Uniform Combined State Law Examination
    2017-12-22
  • S63 Uniform Securities Agent State Law Examination
    2016-08-23
Other Names
  • Sam Hastings Grosso
  • Sam Hastings Grosso
  • Sam Grosso

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shelton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor