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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-24 |
| TX | RA | APPROVED | 2022-06-24 |
Branch Locations
2 Corporate Dr Ste 743, Shelton, CT 06484 • United States
Southington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | New York | NY | 01/2017 | 05/2017 |
| Lauren Feigelman | New York | NY | 06/2017 | 07/2017 |
| Vincent Colon | New York City | NY | 06/2017 | 07/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2017 | 05/2017 |
| Foresters Financial | North Haven | CT | 06/2016 | 11/2016 |
| Vincent Colon | New York | NY | 07/2017 | 08/2017 |
| Lauren Feigelman | New York | NY | 07/2017 | 08/2017 |
| Northwestern Mutual Investment Services Llc | New York | NY | 07/2017 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2017 | 06/2022 |
| Bank Of America, N.A. | New York | NY | 03/2018 | 06/2022 |
| Ameriprise Financial Services | Shelton | CT | 06/2022 | 06/2022 |
| Ameriprise Financial Services, Llc | Shelton | CT | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Shelton | CT | 06/2022 | Present |
Board of Directors; Fairfield Emerging Leaders Organization; Treasuer; 200 Mill Plain Road, , Fairfield, CT, 06824; Not Investment-Related; 07/22/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Stratton Mountain; Part-time employee (weekends/holidays) - non market hours.; This is a part time ski instructor role at stratton mountain for weekends/holidays.; 5 Village Lodge Road, , Stratton Mountain, VT, 05155; Not Investment-Related; 11/18/2023; 20 to 39 hours per month; 0 during trading hours / Array Services, LLC; Being paid through LLC for work done at Ameripirse; Manage advisory business; 36 Washington Street, Suite 140, Wellesley , MA, 02481; Investment-Related; 06/27/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-23 |
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