Joseph Michael Prisco

Current Employers

Employment History

• 02/2010 → 12/2019
  Beam Asset Management
  Covington, LA
• 07/2015 → 12/2019
  Securities America, Inc.
  Covington, LA
• 02/2010 → 10/2019
  Advocacy Financial Llc
  Covington, LA
• 05/2015 → Present
  Equitable Advocacy Llc
  Covington, LA
• 10/2019 → Present
  Advocacy Financial Llc
  Covington, LA
• 01/2020 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2010-02-23 → 2019-12-31
  Beam Wealth Advisors, Inc.
  Covington, LA
  Covington, LA
• 2007-08-01 → 2010-02-17
  Morgan Keegan & Company, Llc
  Mandeville, LA
• 2005-09-28 → 2007-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
  Washington, DC

Other Businesses

1) ADVOCACY FINANCIAL. Investment related; At Registered Branch Office Location; Financial planning and asset management; CEO/CCO; Start 10/2019; 160 hours a month; 115 trading hours; serve clients, management and operations. 2) FINRA ARBITRATOR. Investment Related. 5200 Town Center Circle, Boca Raton FL 3346. Start 8/2012. 0 hours during trading hours. 3) LICENSED INSURANCE PRODUCER - Not Investment Related. At Registered Branch Office Location. Non-Variable insurance, including life, disability, fixed annuities and LTC; Agent. Start 1/1/2017. 20 hours/ month, 5 trading hours/ month. Help clients manage and transfer risks. 4) PKS FINANCIAL. Investment Related. 80 State St, Albany, NY 12207. Insurance. Agent. Start 1/2020. 5 hours per month during trading. Maintain the ability to provide insurance solutions to clientele. 5) EQUITABLE ADVOCACY LLC. Not Investment Related. At Registered Branch Office Location. Manager/Member. Practice of Law. Start 5/7/2015. 50 hours/month, 5 during trading hours. Attorney and notary public licensed in the state of Louisiana. We work with clients with document preparation and counsel regarding estate planning, trusts, successions and some controversies. 6) LEGACY LOUISIANA, LLC. Not Investment Related. At Registered Branch Office Location. Manager/Member. Marketing for legal services. Start 2/19/2021. 10 hours/month, 2 during trading hours. Operations, marketing and branding for particular legal services, namely estate planning, successions and trust work. 7) 212 Park, LLC. Not Investment Related. At Registered Branch Office Location. Commercial Real Estate. Member/Manager. 8/1/2024. 0. 0. Managing books, maintaining bank accounts etc.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-27

Designations

Other Names

• Joseph Michael Prisco
• Joseph M Prisco
• Joe Prisco
• Joseph M Prisco