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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-13
  • TX RA
    APPROVED
    Since 2017-02-13

Branch Locations

2900 W Davis St, Conroe, TX 77304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conroe TX 06/2011 Present
Other Businesses

I*2890275 Entity Type: N/A Name of OBA: Etsy Address:Brooklyn New York Investment Related:No Position, Title, Association:N/A Start Date:09/19/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:Creating and selling crafts/templates selling digital templates and physical projects I*2890275Entity Type: N/AName of OBA: WC Decorative ConceptsAddress: Spring TexasInvestment Related: NoPosition, Title, Association: N/AStart Date: 09/19/2025No Hours: 2 WeeklyNo Hours during trading: 0 WeeklyDuties: construction businesscreating invoices/estimates

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-09
  • S66 Uniform Combined State Law Examination
    2017-02-09
Other Names
  • Natalie Kay Schwanke
  • Natalie K Hill

View on SEC IAPD

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