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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Houston | TX | 04/2016 | 09/2016 |
| Next Financial Group, Inc. | Houston | TX | 09/2016 | 08/2018 |
| Hazard & Siegel Inc | Syracuse | NY | 10/2018 | 07/2026 |
| Hazard & Siegel Advisory Services Llc | Syracuse | NY | 10/2018 | 07/2026 |
| Lpl Financial Llc | Cohoes | NY | 07/2026 | Present |
1. 07/2026 - John DeCrescente - Non-Variable Insurance - Investment related - Waterford NY 12188 - 10 Hrs/Mth - 10 Hrs During Tradin - OBA start date: 10/08/2018 2. 07/2026 - self - Artist/ Musician - Not Investment related - Waterford NY 12188 - 01 Hrs/Mth - 01 Hrs During Trading - OBA start date: 10/23/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-08 |
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