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Current Employers
Shakespeare Wealth Management, Llc

N22 W27847 Edgewater Drive Suite 101, Pewaukee, WI 53072 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-11-07
  • WI RA
    APPROVED
    Since 2019-11-07

Branch Locations

N22 W27847 Edgewater Drive Suite 101, Pewaukee, WI 53072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Appleton WI 05/2016 02/2017
Thrivent Investment Management Inc Appleton WI 05/2016 02/2017
Woodbury Financial Services Inc West Bend WI 02/2017 10/2019
Shakespeare Wealth Management, Inc. Pewaukee WI 11/2019 Present
  • 05/2016 → 02/2017
    Thrivent Financial
    Appleton, WI
  • 05/2016 → 02/2017
    Thrivent Investment Management Inc
    Appleton, WI
  • 02/2017 → 10/2019
    Woodbury Financial Services Inc
    West Bend, WI
  • 11/2019 → Present
    Shakespeare Wealth Management, Inc.
    Pewaukee, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-01
  • S63 Uniform Securities Agent State Law Examination
    2016-07-01
Designations

View on SEC IAPD

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