Nicolas Alejandro Rivero

Employer firm

Bci Securities, Inc. CRD 168047

$402M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE NON-DISCRETIONARY MODEL PORTFOLIO SIGNALS TO AN AFFILIATED INVESTMENT ADVISER.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 04/2023
  Morgan Stanley & Co. Incorporated
  Coral Gables, FL
• 06/2009 → 04/2023
  Morgan Stanley Smith Barney
  Miami, FL
• 01/2015 → 04/2023
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2023 → 11/2024
  U.S. Bank
  Coral Gables, FL
• 06/2023 → 11/2024
  U.S. Bancorp Investments, Inc.
  Coral Gables, FL
• 12/2024 → Present
  Bci Securities
  Miami, FL

Previous Registrations

• 2009-06-01 → 2023-04-11
  Morgan Stanley
  Miami, FL
  Miami, FL
• 2008-05-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Coral Gables, FL
  Miami, FL
• 2007-05-29 → 2008-06-09
  Citigroup Global Markets Inc.
  Miami Beach, FL
• 2006-11-01 → 2007-05-29
  Citicorp Investment Services
  Miami Beach, FL
• 2006-02-27 → 2006-06-06
  Ubs Financial Services Inc.
  Miami, FL
  Miami, FL

Other Businesses

CNB Banker, 30 hours, under common control with Bci Securities (Bci Group - Chile)

Exams

• S66 Uniform Combined State Law Examination
  2006-01-25