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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-03
  • PA RA
    APPROVED
    Since 2024-10-03

Branch Locations

115 W Court St, Doylestown, PA 18901 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank, Na State College PA 12/2013 03/2018
Citizens Securities, Inc. State College PA 03/2018 01/2020
Pnc Investments Philadelphia PA 01/2020 02/2023
J.P. Morgan Securities Llc Warminster PA 02/2023 09/2024
Jpmorgan Chase Bank, N.A. Warminster PA 02/2023 09/2024
Pnc Investments Philadelphia PA 04/2016 03/2018
Wells Fargo Clearing Services, Llc ( Chesterbrook PA 09/2024 Present
  • 12/2013 → 03/2018
    Pnc Bank, Na
    State College, PA
  • 03/2018 → 01/2020
    State College, PA
  • 01/2020 → 02/2023
    Pnc Investments
    Philadelphia, PA
  • 02/2023 → 09/2024
    Warminster, PA
  • 02/2023 → 09/2024
    Jpmorgan Chase Bank, N.A.
    Warminster, PA
  • 04/2016 → 03/2018
    Pnc Investments
    Philadelphia, PA
  • 09/2024 → Present
    Wells Fargo Clearing Services, Llc (
    Chesterbrook, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-21
  • S66 Uniform Combined State Law Examination
    2016-12-21
Other Names
  • Duane E Young
  • Duane Young

View on SEC IAPD

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