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Am Investment Strategies, LLC CRD 165823
$738M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
832 Georgia Avenue Suite 100, Chattanooga, TN 37402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-21 |
| TN | RA | APPROVED | 2012-11-27 |
Branch Locations
832 Georgia Avenue Suite 100, Chattanooga, TN 37402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Am Investment Strategies, Llc | Chattanooga | TN | 11/2012 | Present |
| Am Investment Strategies, Llc | Chattanooga | TN | 02/2013 | Present |
Laura is a licensed insurance agent with various insurance companies, and in such capacity, may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products. While we do not sell such insurance products to our investment advisory clients, we do permit Laura, in her capacity as a licensed insurance agent, to sell insurance products to our investment advisory clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-09 |
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