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Reginal Prasad

Wells Fargo Clearing Services, LLC

Sacramento, CA

West Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-07
  • CA RA
    APPROVED
    Since 2021-05-07

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

2140 Town Center Plz, West Sacramento, CA 95691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 04/2016 11/2016
Wells Fargo Bank, Na Sacramento CA 04/2014 Present
Walmart Inc Sacramento CA 08/2013 Present
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors Llc
    Sacramento, CA
  • 04/2014 → Present
    Wells Fargo Bank, Na
    Sacramento, CA
  • 08/2013 → Present
    Walmart Inc
    Sacramento, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
S63 Uniform Securities Agent State Law Examination 2016-08-18
  • S66 Uniform Combined State Law Examination
    2021-05-07
  • S63 Uniform Securities Agent State Law Examination
    2016-08-18

View on SEC IAPD

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ROSS BEARDSLEE LEVINE
ANDREA LYNN SILVA
LOEL GLEN HEUPEL
JEFFREY I BEDELL

Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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