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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-12 |
| TN | RA | APPROVED | 2023-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Kingsport | TN | 10/2019 | 09/2023 |
| Hilliard Lyons | Kingsport | TN | 02/2019 | 10/2019 |
| Edward Jones Investments | Kingsport | TN | 05/2016 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingsport | TN | 09/2023 | Present |
| Bank Of America, N.A. | Kingsport | TN | 01/2024 | Present |
I*: 2086338 Entity Type: Entity Charitable Name of OBA: East Tennessee Foundation Address: Knoxville, TN 37902 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/14/2024 Number of Hours: 5 hrs annually Number of Hours during trading: 0 Duties: I will be on the advisory board to help ensure that resources are allocated to eligible residence based on the criteria in the governance policy of the foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-26 |
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