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Tamaki Kern Faneuff

Catalyst Private Wealth, LLC

San Mateo, CA

San Francisco, CA

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Current Employers
Catalyst Private Wealth, Llc

3 East Third Ave. Office 323, San Mateo, CA 94401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-27
  • CA RA
    APPROVED
    Since 2023-03-27

Branch Locations

3 East Third Ave. Office 323, San Mateo, CA 94401 • United States

580 California St., Office 1639, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Weehawken NJ 06/2016 02/2017
Sanford C. Bernstein & Co., Llc New York NY 02/2017 05/2022
Catalyst Private Wealth San Francisco CA 06/2022 Present
  • 06/2016 → 02/2017
    Ubs
    Weehawken, NJ
  • 02/2017 → 05/2022
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 06/2022 → Present
    Catalyst Private Wealth
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
  • S66 Uniform Combined State Law Examination
    2016-09-12
Designations
Other Names
  • Maki Kern
  • Tamaki N. Kern
  • Tamaki Kern
  • Tamaki Kern Faneuff
  • Maki Faneuff
  • Tamaki Nakamura Kern

View on SEC IAPD

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NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
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