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Ethan Dennis Clark

Wells Fargo Clearing Services, LLC

Cincinnati, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-21
OH RA APPROVED 2018-02-20
TX RA APPROVED 2018-02-16
  • KY RA
    APPROVED
    Since 2024-06-21
  • OH RA
    APPROVED
    Since 2018-02-20
  • TX RA
    APPROVED
    Since 2018-02-16

Branch Locations

255 E 5Th St Ste 1400, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 04/2016 10/2017
Wells Fargo Clearing Services Llc Cincinnati OH 10/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-16
S63 Uniform Securities Agent State Law Examination 2016-06-11
  • S65 Uniform Investment Adviser Law Examination
    2018-02-16
  • S63 Uniform Securities Agent State Law Examination
    2016-06-11
Other Names
  • Ethan Dennis Clark
  • Ethan Clark

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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