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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-11
GA RA APPROVED 2024-10-11
NJ RA APPROVED 2024-10-11
  • CT RA
    APPROVED
    Since 2024-10-11
  • GA RA
    APPROVED
    Since 2024-10-11
  • NJ RA
    APPROVED
    Since 2024-10-11

Branch Locations

204 Route 71 Suite C-1, Spring Lake Heights, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services Holbrook NY 10/2010 10/2024
American Portfolios Advisors, Inc. Spring Lake Heights NJ 10/2010 10/2024
Froehlich Financial Group, Ltd Spring Lake Heights NJ 10/2010 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 10/2010 → 10/2024
    American Portfolios Financial Services
    Holbrook, NY
  • 10/2010 → 10/2024
    American Portfolios Advisors, Inc.
    Spring Lake Heights, NJ
  • 10/2010 → Present
    Froehlich Financial Group, Ltd
    Spring Lake Heights, NJ
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2010-10-04 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2010-10-28 → 2012-03-09
    Froehlich Financial Group, Ltd.
    Spring Lake Heights, NJ
  • 2009-06-01 → 2010-10-22
    Sea Girt, NJ
  • 2005-10-24 → 2009-06-01
    Sea Girt, NJ
    Sea Girt, NJ
Other Businesses

1. INVESTMENT ADVISORY REPRESENTATIVE. PROVIDE FEE BASED INVESTMENT PROGRAMS FOR CLIENTELE. INDEPENDENT INSURANCE AGENT. 2. JEM WEALTH MANAGEMENT. DBA. INSURANCE. NOT SECURITIES RELATED. START DATE 4/15/2015. 100% OWNERSHIP. 160 HOURS DEVOTED PER MONTH, 106 HOURS DURING MARKET HOURS. 3. JEM WEALTH MANAGEMENT POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 106 START DATE: 04/15/2015 ADDRESS: 204 ROUTE 71, SPRING LAKE HEIGHTS NJ 07762, United States DESCRIPTION: Help clients manage their wealth. Help clients manage their wealth through investment advisory, securities and insurance. I am licensed to sell life insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-19
S63 Uniform Securities Agent State Law Examination 2005-06-30
  • S65 Uniform Investment Adviser Law Examination
    2005-10-19
  • S63 Uniform Securities Agent State Law Examination
    2005-06-30

View on SEC IAPD

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