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350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
| AZ | RA | APPROVED | 2025-05-08 |
| CA | RA | APPROVED | 2025-04-18 |
| NC | RA | APPROVED | 2022-10-25 |
| VA | RA | APPROVED | 2022-10-24 |
| PA | RA | APPROVED | 2022-03-31 |
| NY | RA | APPROVED | 2022-03-30 |
| FL | RA | APPROVED | 2021-07-02 |
| MI | RA | APPROVED | 2021-06-07 |
| NJ | RA | APPROVED | 2020-07-27 |
Branch Locations
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
900 Highway 71 Suite 2, Spring Lake Heights, NJ 07762 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-11 |
| NJ | RA | APPROVED | 2024-10-11 |
| PA | RA | APPROVED | 2024-10-11 |
Branch Locations
900 Highway 71, Spring Lake Heights, NJ 07762 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Froehlich Financial Group, Ltd | Spring Lake Heights | NJ | 01/1997 | Present |
| American Portfolios Financial Services, Inc. | Spring Lake Heights | NJ | 05/2005 | 10/2024 |
| Novem Group | Spring Lake Heights | NJ | 07/2020 | Present |
| American Portfolios Advisors, Inc. | Holbrook | NY | 03/2007 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. FROEHLICH FINANCIAL GROUP, LTD., DBA, NOT INVESTMENT RELATED, 100% OWNERSHIP, START DATE 1997 2. GROUP HEALTH INSURANCE, NOT INVESTMENT-RELATED, OUTSOURCED, START DATE 1997, 0 HOURS/MONTH DURING MARKET HOURS 3. P&C INSURANCE, NOT INVESTMENT-RELATED, OUTSOURCED, START DATE 2006, 0 HOURS/MONTH DURING MARKET HOURS 4. OSAIC WEALTH, INC., INVESTMENT-RELATED, BROKER/DEALER, REGISTERED REPRESENTATIVE, START DATE 10/2024, 60 HRS/MONTH DURING MARKET HOURS 5. OSAIC WEALTH, INC., INVESTMENT-RELATED, INVESTMENT ADVISER FIRM, INVESTMENT ADVISER REPRESENTATIVE, START DATE 10/2024, 60 HRS/MONTH DURING MARKET HOURS 6. NOVEM GROUP, INVESTMENT-RELATED, INVESTMENT ADVISER FIRM, INVESTMENT ADVISER REPRESENTATIVE, START DATE 6/2020, 40% OWNERSHIP, 20 HRS/MONTH, 20 HRS/MONTH DURING MARKET HOURS 7. FROEHLICH FINANCIAL GROUP POSITION: Owner/President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/01/1994 ADDRESS: 900 Route 71 Suite 2, Spring Lake Heights NJ 07762, United States DESCRIPTION: I offer insurance related products disclosed earlier to clients 8. FROEHLICH FINANCIAL GROUP, LTD POSITION: Owner NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/05/1997 ADDRESS: 900 Route 71 Suite 2, Spring Lake Heights NJ 07762, United States DESCRIPTION: I offer insurance services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-05 |
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