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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-10-18 |
| TX | RA | APPROVED | 2021-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 04/2016 | 07/2021 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/2021 | Present |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 07/2021 | Present |
1) Madhouse Properties LLC | Investment Related:No|37811 N 19th Ave|Phoenix|AZ|85086|USA|Other|General Labor|3/1/2021|Less than 20|0|General handyman duties. Remodeling, caulking.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-08 |
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