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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| CA | RA | APPROVED | 2020-04-07 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 01/2012 | 03/2020 |
| Bank Of America, N.A. | San Diego | CA | 01/2012 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 03/2020 | Present |
I*1733271, Entity Type: Entity For Profit, Name of OBA: L2A2 Collective , Address: Del Mar ,California 92014, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 10/21/2021, No Hours: 1, No Hours during trading: 0, Duties: Was set up for an investment property. LLC is dormant and will be disolved. No activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-30 |
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