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Ashley Hornowski Schaper

Ubs Financial Services Inc.

Asheville, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-10
TX RA APPROVED_RES 2022-12-06
NC RA APPROVED 2018-11-28
  • SC RA
    APPROVED
    Since 2024-04-10
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • NC RA
    APPROVED
    Since 2018-11-28

Branch Locations

138 Charlotte Street, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2017 03/2018
North Carolina State University Raleigh NC 08/2016 05/2017
Ubs Financial Services Charlotte NC 03/2018 Present
  • 06/2017 → 03/2018
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2016 → 05/2017
    North Carolina State University
    Raleigh, NC
  • 03/2018 → Present
    Ubs Financial Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-28
S63 Uniform Securities Agent State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2018-11-28
  • S63 Uniform Securities Agent State Law Examination
    2017-07-26
Other Names
  • Ashley Richmond Hornowski
  • Ashley Hornowski
  • Ashley Richmond Hornowski

View on SEC IAPD

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Other Investors

JAMES TURNER NORRIS
LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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