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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens State Bank | Stockton | IL | 10/2011 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 04/2016 | Present |
| Cetera Investment Advisers Llc | Lena | IL | 07/2020 | Present |
(1) TRUST ASST FOR CITIZENS STATE BANK, OPEN NEW ACCOUNTS FOR BANK CUSTOMERS (2) MEDALLION GUARANTEE SIGNOR FOR BANK DOCUMENTS, OTHER BANKING ADMINISTRATIVE DUTIES. (3) RETAIL BANKING MANAGER AT CITIZENS STATE BANK, SUPERVISE CUSTOMER SERVICE DEPARTMENT; CHAMBERS SERVICES PLUS LLC, 51% OWNER LAND CLEARING, 5-10/HRS/WK NEW 01/17/19-TRUST ASST FOR CITIZENS STATE BANK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-29 |
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