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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-09-11
  • MD RA
    APPROVED
    Since 2018-09-11

Branch Locations

Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 04/2016 02/2017
T. Rowe Price Owings Mills MD 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-27
  • S66 Uniform Combined State Law Examination
    2016-12-27
Other Names
  • C. J. Rockhill
  • Cj Rockhill
  • Cj Rockhill
  • Cecil Rockhill
  • Cecil Joseph Rockhill

View on SEC IAPD

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