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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-01-15 |
| TX | RA | APPROVED | 2019-09-27 |
Branch Locations
2202 Lake Austin Blvd, Austin, TX 78703 • United States
921 Main St, Bastrop, TX 78602-3809 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 04/2016 | 02/2019 |
| Bank Of America, N.A. | Austin | TX | 04/2016 | 02/2019 |
| Stifel Nicolaus & Co Inc | Austin | TX | 03/2019 | 05/2019 |
| Frontier Bank Of Texas | Austin | TX | 08/2019 | Present |
| Ameriprise Financial Services, Inc. | Austin | TX | 09/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Austin | TX | 03/2020 | Present |
Outside Employment; Frontier Bank of Texas; Program Manager and Financial Advisor - To run the Frontier Wealth Advisors Program; Manage advisory business; 2202 Lake Austin Blvd, , Austin, TX, 78703; Investment-Related; 08/01/2019; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-07 |
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