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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-07-28 |
| TX | RA | APPROVED | 2023-07-28 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 04/2016 | 07/2023 |
| Bank Of America, N.A. | Birmingham | AL | 09/2016 | 07/2023 |
| Private Client Services | Birmingham | AL | 07/2023 | 12/2023 |
| Rfg Advisory, Llc Dba Willow Private Wealth | Vestavia Hills | AL | 07/2023 | Present |
1) F3BHM Foundation. Not investment-related. 441 Lakewood Dr, Homewood, AL 35209. 501(C)(3) charitable org/F3 is a network of free, peer-led workouts for men to build community leaders. Board member-voting rights-development of programs. 2 hrs/mo; 2 during trading hrs. 2) Willow Private Wealth. Investment-related. 1400 Urban Center Dr, Ste 475, Vestavia Hills, AL 35242. BD/advisory/ Insurance DBA. Reg Rep/IAR/Agent/Partner. 160 hrs/mo; 160 during trading hrs. 3) RFG Advisory LLC. Investment-related. 1400 Urban Center Dr, Ste 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs. 4) Financial Independent Group (FIG). Investment-related. 19520 Catawba Ave., Cornelius, NC 28031. Variable insurance. Agent. Start 07/28/2023. 80 hours per month during securities trading hours. Duties: Variable insurance investments guidance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-20 |
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