Joel Harvey Fishman

Current Employers

Employment History

• 05/2016 → 11/2018
  Waddell & Reed Inc
  Pasadena, CA
• 06/2016 → 11/2018
  Various Insurance Carriers For W&R Insurance Agencies
  Woodland Hills, CA
• 07/2016 → 02/2017
  Earle Associates Southern Ca
  San Diego, CA
• 02/2017 → Present
  Avnet Inc
  Woodland Hills, CA
• 12/2016 → Present
  Fishman Financial
  Woodland Hills, CA
• 02/2019 → 12/2019
  Quest Capital Strategies, Inc.
  Lake Forest, CA
• 12/2016 → Present
  Independent Insurance Agent
  Woodland Hills, CA
• 12/2019 → Present
  Stonex Securities Inc
  Woodland Hills, CA
• 12/2019 → Present
  Stonex Advisors Inc
  Woodland Hills, CA

Previous Registrations

• 2019-02-05 → 2019-12-06
  Quest Capital Strategies, Inc.
  Woodland Hills, CA
  Laguna Hills, CA
  Laguna Hills, CA
• 2016-11-23 → 2018-11-05
  Waddell & Reed
  Las Vegas, NV
  Pasadena, CA

Other Businesses

FISHMAN FINANCIAL - INVESTMENT RELATED - 23000 DARIEN STREET, WOODLAND HILLS, CA 91364. NATURE OF BUSINESS: INSURANCE SALES - NAME USED ONLY FOR ACCOUNTING PURPOSES. 100% OWNER, POSITION: AGENT. STARTED 12/2016. 1HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: NAME USED FOR ACCOUNTING PURPOSES FOR INSURANCE BUSINESS ONLY. INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED. 23000 DARIEN STREET, WOODLAND HILLS, CA 91364. NATURE OF BUSINESS: INSURANCE SALES. 100% OWNER, POSITION: AGENT. STARTED 12/2016. 5HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: APPOINTED TO SELL INSURANCE PRODUCTS. DUTIES: APPOINTED TO SELL VARIOUS INSURANCE PRODUCTS.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-23

Other Names

• Joel Fishman