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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-05
TX RA APPROVED_RES 2019-09-06
  • CA RA
    APPROVED
    Since 2021-02-05
  • TX RA
    APPROVED_RES
    Since 2019-09-06

Branch Locations

27440 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Segundo CA 04/2016 11/2016
Wells Fargo Bank, Na Hermosa Beach CA 05/2015 Present
Wells Fargo Clearing Services, Llc Hermosa Beach CA 11/2016 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors Llc
    El Segundo, CA
  • 05/2015 → Present
    Wells Fargo Bank, Na
    Hermosa Beach, CA
  • 11/2016 → Present
    Hermosa Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Other Names
  • Florence Ann Erazo

View on SEC IAPD

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