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Florence Ann Muyot Erazo

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

El Segundo, CA

CRD 6640955

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-05
TX RA APPROVED_RES 2019-09-06
  • CA RA
    APPROVED
    Since 2021-02-05
  • TX RA
    APPROVED_RES
    Since 2019-09-06

Branch Locations

27440 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Segundo CA 04/2016 11/2016
Wells Fargo Bank, Na Hermosa Beach CA 05/2015 Present
Wells Fargo Clearing Services, Llc Hermosa Beach CA 11/2016 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors Llc
    El Segundo, CA
  • 05/2015 → Present
    Wells Fargo Bank, Na
    Hermosa Beach, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Hermosa Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Other Names
  • Florence Ann Erazo

View on SEC IAPD

Nearby Firms

KEYMARK FINANCIAL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC

Nearby Investors

MARK ANTHONY BOUJIKIAN
MICHELLE NUTTMAN
JOHN ANDRAOS

Nearby Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA

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